Investor Charter in respect of Research Analyst (RA)
Vision and Mission Statements for investors.
Vision Invest with knowledge & safety.
Mission Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.
Details of business transacted by the Research Analyst with respect to theinvestors.
To publish research reports based on the research activities of the RA.
To provide an independent unbiased view on securities.
To offer unbiased recommendations, disclosing the financial interests in recommended securities.
To provide research recommendations, based on analysis of publicly available information and known observations.
To conduct audits annually.
Details of services provided to investors (No Indicative Timelines)
Onboarding of Clients.
Disclosure to Clients
To distribute research reports and recommendations to clients without discrimination.
To maintain confidentiality with respect to the publication of the research reports until made available in the public domain.
Details of grievance redressal mechanism and how to access it In case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days. If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal, which is a centralized web-based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint. With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.
Expectations from the investors (Responsibilities of investors).
Always deal with SEBI-registered Research Analysts.
Ensure that the Research Analyst has a valid registration certificate.